Mrs. Lisa Smith serves as Compliance Manager for Cornerstone. She manages the administration and testing of the firm’s compliance program. Her ongoing risk analysis and systems review help to ensure that our firm’s structures of supervision and control meet regulatory requirements and industry standards.
Since joining Cornerstone in 1996, Mrs. Smith has provided support in numerous areas including operations, IT, client communication, and the preparation of Charitable Remainder Trust tax returns. She was an English teacher prior to coming to Cornerstone. She has also assisted in coordinating events, developing marketing materials, and maintaining donor records for a non-profit organization.
BA English, Magna Cum Laude, Southwest Baptist University, Bolivar, MO – 1992
Lisa and her husband Bill live in Duluth and have two adult daughters. She is active in their local church and sings in the choir. She also serves on the ministry team and provides communication support for a local non-profit organization.